2004年2月5日BBL概要

人間の安全保障は国際協力の新たな理念となるか
−国際社会の認識と今後の展望−

2月5日、ワシントンDC開発フォーラムBBL「人間の安全保障は国際協力の新たな理念となるか−国際社会の認識と今後の展望−」が、約55名の出席を得て行われました。

冒頭、元OECD-DAC議長、現在コンサルタントのJames Michel氏より「人間の安全保障」という概念、概念をどう実行に移すか、又その上での課題などについてプレゼンテー ションがあり、その後の出席者間の議論で様々な意見が出されました。

冒頭プレゼンテーション及び出席者からの意見のうち、主要なものは次の通り です(順不同)。

[冒頭プレゼン]

1. 人間の安全保障と開発

Development and human security are different, but related and overlapping concepts. The existence of a relationship between them can be readily inferred from the fact that the countries suffering from ongoing or recent conflict, where people are least secure, tend to be those with the highest indicators of underdevelopment, such as high levels of poverty, illiteracy and child mortality. However, acknowledging the fact of a relationship between development and human security is one thing; understanding the relationship and seeing how the two concepts can be made to be mutually reinforcing is another matter.

As a starting point, we can describe the two concepts separately. I do not presume to suggest a single definition of either development or human security. However, I think we can propose descriptions that most can accept.

a. 開発について

Development can be described as the holistic process by
which societies become stable, prosperous, safe and just,
with shared basic values and interests grounded in human freedom and opportunity. Such societies are foundations of human well being and fulfillment, and they form the base of a peaceful and productive global community.

Over the last half-century a broad international consensus about basic principles of development has emerged:

・Development comes from within a society. It must be based upon local responsibility for and commitment to integrated policies and strategies that are results-oriented over the long term. These policies and strategies have economic, social, political, environmental and security dimensions, all of which must be heeded.

・International support for locally led efforts can be effective in accelerating and increasing positive development outcomes. Such support should be provided in a spirit of partnership, based on shared goals, an agreed division of labor, adequate resources and effective coordination.

・Development cooperation is more than aid. It needs to be integrated into a broader framework of coherent policies to facilitate greater participation by poor countries in the global community and greater participation by poor and disadvantaged people in the
economic, political and cultural life of their societies.

The United Nations Development Programme's annual Human Development reports, together with a series of UN conferences (on education, children, human rights, population, women, social development, food and habitat) have emphasized that development is ultimately about people.

Beginning with this emphasis on people, the Development Assistance Committee of the OECD suggested in 1996 a limited number of specific inter-related goals to measure the progress of development. Those goals, drawn from the various UN conferences, have now been refined and expanded at the UN Millennium Summit as the Millennium Development Goals (MDGs). And the MDGs have become the agreed benchmark.

The locally led, people-centered, results-oriented partnership model has become the preferred approach to development cooperation. It is endorsed in policy statements by multilateral organizations and by developed and developing countries. It finds expression in the Poverty Reduction Strategy Papers prepared by more than 50 developing countries and also in ongoing international efforts to harmonize donor practices so as to better support local capacity and local ownership.

b. 人間の安全保障について

Human security has persisted over the past decade as a powerful idea. At the same time, it is an elusive concept that has attracted much debate but little consensus.

The renowned development economist Mahbub ul Haq provided intellectual leadership to the human development movement, including the initiation of the the Human Development Report. In the 1994 report, he included an entire chapter on "new dimensions of human security." This was the first in-depth analysis of the notion that human security is an essential aspect of sustainable human development.

The 1994 report described human security as "safety from such chronic threats as hunger, disease and repression" and "protection from sudden and hurtful disruptions in the patterns of daily life." It suggested that those aspects of human security are related to economic, food, health, environmental, personal and political security.

The idea of a link between human security and human
development was attractive. The end of the cold war had improved the climate for thinking about security as something broader than a military issue. At the same time, globalization was creating uncertainties that undermined confidence about the future. Human security evoked the historic aspirations of people everywhere for freedom from want and freedom from fear. I was among the early enthusiasts. I provided comments on the draft 1994 Human Development Report and endorsed the concept of human security in the 1994 Development Cooperation Report of the OECD Development Assistance Committee.

Some countries, such as Japan, Cadana, and Norway, have
shown a continuing interest in human security and have given it prominence in their policies. However, the appeal of the concept was not enough. From the beginning, the questions have persisted: What do you do differently in order to integrate human security considerations into development efforts, and how does this improve development outcomes? In the absence of answers to those questions we do not find references to human security in the programming guidance of the United Nations agencies, the World Bank, or donor agencies like USAID, Canada's CIDA and JICA.

I would describe human security as a special concern to protect and empower people so that they will be able to cope with situations that significantly threaten their survival, livelihoods or dignity. It is not a separate approach to development. Rather, it is an important factor in that people must have a minimal sense of security so that they can engage in development activities and development should contribute to their increased freedom and security.

In 2001, with financing from Japan, the Commission of Human Security was established. Under the leadership of co-chairs Sadako Ogata, former UN High Commissioner for Refugees, and Amartya Sen, distinguished economist and Nobel Laureate, the Commission produced a comprehensive report and presented it to the Secretary General of the United Nations in 2003. That report has again brought to the fore the question of how to transform the concept of human security into a practical instrument for advancing sustainable economic and social development around the world.

2. 人間の安全保障を実行に移す課題

A principal limitation on making human security an operational concept has been the breadth and vagueness of definitions that have been suggested for it. Various descriptions of human security have employed very broad terms. Often, these descriptions seem to be just another way of describing human development. One author went so far as to ask whether human security represented "paradigm shift or hot air."

Like others, the Commission adopted a very broad definition: "To protect the vital core of all human lives in ways that enhance human freedoms and human fulfillment." If human security is about human rights, good governance, and access to education and health care,
as Kofi Annan has suggested, and if it also embraces fair trade and patent rights, as the Commission proposed, it is hard to see what distinguishes this concept from human development and how it might operate to modify the widely accepted partnership model for development cooperation.

The Commission's analysis offers two ideas that provide a basis for strategic thinking:

・First, the report speaks of "systems that together give people the building blocks of survival, livelihood and dignity" and suggests strategies of protection and empowerment to create such systems.

・Second, it makes the important distinction that, while human development's concerned with progress and augmentation, human security "fruitfully supplements the expansionist perspective of human development by directly paying attention to what are sometimes called 'downside risks'"

3. 提案

The study team has identified these ideas in the Commission's report as offering a way forward, toward making human security an operational. Our recommended approach would be to defer the debate about broad definitions and universal application. Instead, we propose that the international community begin by trying
to demonstrate the value of a focus on human security "coping with downside risks" in a few countries where the risks to survival, livelihoods and dignity are most evident and local capacity to respond adequately is most lacking, countries in conflict or emerging from conflict and other fragile states. These are the countries that the World Bank calls "low income countries under stress" and the DAC calls "difficult partnerships."

In such countries, the team is recommending concentration on core issues of survival, livelihoods and dignity. While specifics need to be determined on a country-by-country basis to reflect local circumstances, we have developed a chart to illustrate core issues. I have included that chart in the written text of my remarks.

We believe there are good reasons for recommending a selective approach. Much of the international doubt about the operational value of a human security orientation relates to the broad nature of the concept, and the uncertainty as to where human security ends and other concepts begin. Also, while the partnership approach is
widely accepted as the preferred approach to development cooperation, experience has shown that the partnership approach is not well suited to situations where political will and institutional capacity are in short supply. The international community is considering new approaches for dealing with the low income countries under stress, and especially with the implications of conflict for development. In particular, an ongoing learning and advisory process has been established that brings together the OECD Development Assistance Committee, World Bank, United Nations Development Programme, European Union and a number of bilateral donors. An initiative to build up human security as a basis for sustained development in the low income countries under stress is likely to be welcomed as a timely contribution.

Certainly, human security is needed everywhere. We see an initial focus on low income countries under stress and core issues as a starting point. As experience is gained, lessons learned can be applied to consider a broader range of countries and a broader range of issues. However, if the initial effort were to make human security an operational concept immediately and simultaneously in all its potential aspects and in all developing countries, the result would likely be frustration and disappointment.

The essence of our recommendations to JICA is that it should develop a strategic plan to incorporate several elements:

  • capacity building within the organization,
  • engagement with interested members of the international community,
  • dissemination of information, and
  • selected pilot programs in collaboration with others.

In this way, we believe it will be possible to build a broad international consensus to embrace human security as
a valued concept and make it an effective operational discipline in the practice of development cooperation.


[主な議論]

コメント:the value added of HS is: 1) human centered character (which challenges the traditional mechanism of government-to-government aid relations by questioning the government ’s ability to protect its own people), 2) a holistic approach, 3) selectivity, in terms of focusing on the down-side risks

質問・コメント:The US strategy in implementation of HS in Iraq seemed inconsistent with the presentation. The US is doing everything in Iraq in a very short-term. However, the categorization of HS identifies some aspects of human security as short-term and others as medium and long term. Looking at this from the human security perspective, is the US approach in Iraq practical and feasible?

応答: The study team cannot respond about US policies or practices in Iraq. It appears that the US is trying to doing what has to be done to meet its immediate goals leading to the creation of an Iraqi government. There will still be much to be accomplished and a large role for the international community in addressing medium and long term issues. We are not suggesting that Iraq should be a pilot HS project. More generally, our interviews with USAID found that Agency staff focus on the MCA and results-oriented partnership. At the same time, they are increasing the emphasis on conflict countries. While the rhetoric is of partnership and good performance, if you look at where they are actually carrying out their programs there is also an evident emphasis on countries emerging from conflict or difficult partnerships.

応答2:The Coalition Provisional Authority was trying to do everything with a staff of only 1200. Their size limits how much they can do. While their learning curve is steep, they may be starting to do their jobs better.

質問: How do you make HS operational? One of the human insecurities suggested in the presentation was school violence, which is not ensured even in the capitol of the US. MDGs are achievable, although they may not happen by 2015. But HS does not seem achievable. How can we ensure that HS is ensured? Is there a model in LICUS?

応答: The fact that developed countries are not perfect does not necessarily mean that we cannot engage in development activities, including areas to improve conditions of human security in developing countries. LICUS are usually the countries that lack the capacity to cope with issues, including violence, and where
international cooperation is necessary in order for those issues to be dealt with effectively. School violence in DC, for example, needs to be resolved, but does not need assistance from the international community.

コメント: The experience in the past of the difficulty and the importance of protection issues can be used to place emphasis on the importance of human security. Protection is crucial in humanitarian and conflict situations. There are, unfortunately, many readily available examples: where those in charge of distributing
food aid were “sexually exploiting” women and children and denying
them full access to the food. In another example, food distribution was set up so that only adult males could have the direct access to food, putting girls who were heads of their households at risk. Another unfortunate case is when latrines and rest room facilities were established on an isolated, far edge of the camp and thus
put women and girls at risk of kidnap or rape. To ignore the issue of protection in development or humanitarian works is dangerous. And it is not that difficult to include a dimension of protection in operational
programming. When you fail to address this aspect of human security, you create a very dangerous situation.

コメント: Looking at HS from the human rights perspective, HS has an advantage because there are universal, prevailing cultural variations. Looking at HS from a national security perspective, HS is appealing as such issues as human rights or development alone do not appeal to traditional ‘security’ professionals but HS do.

コメント: The idea of focusing exclusively on LICUS does not really represent the essence of human security. For example, Kazakhstan has environmental problems due to nuclear tests being done and those environmental problems are human security concerns to people, yet Kazakhstan is not a LICUS state/country.

質問: What is the relationship between protection and empowerment within the framework of human security? What
is the independent aspect of protection outside the empowerment?

応答: Interviews at UN found that some agencies just focus on protection and others focus on empowerment. Humanitarian agencies approach the issue more from the protection angle and development agencies approached it more from the development angle. However, the general trend shows significant efforts being done to integrate conflict school and development school. E.g. Currently there is a working group to look at how better to link humanitarian (protection) work with development (empowerment) work.

コメント: Human security can be useful in two aspects. One is as a programming tool (to integrate various aspects of various issues) the other is as a diagnostic tool to determine the country ’s needs. In this sense, HS can be useful both to aid practitioner and to the recipient.

質問・コメント: The question is whether this concept adds something new, whether this concept can help agencies do better a job; meaning coordination with partner organizations to improve the use of resources in a given country. We should look at a specific strategy or instruments and not necessarily a pilot project at the country level, for example, such instrument as risk management.

応答: Put simply, without a pilot project we cannot go on to develop successful instruments. Until we can work on designing a pilot project in a specific country with specific needs, demands and available resources we cannot adequately develop specific instruments.

以上の論点をはじめとして、日本・又国際社会がどのようにし
て人間の安全保障というコンセプトを実施に移すべきなのか、
短いものでも結構ですのでinfo@developmentforum.orgまでご
意見をいただければ幸いです。

(紛争と開発ネットワーク担当 嶋影)

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